Public disclosures
Thomas MacArthur
Source: US House Clerk periodic transaction reports · last synced Sep 11, 2026Chamber
House
State / district
NJ-03
Party
Not stated in filing
Disclosed trades
1299
| Asset | Type | Transaction date | Notified | Reported range | Owner | Filing |
|---|---|---|---|---|---|---|
| IBKR · Interactive Brokers group, Inc. | Purchase | Dec 21, 2019 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| PM · Philip Morris International Inc | Sale | Dec 31, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| NXPI · NXP Semiconductors N.V. | Purchase | Dec 31, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| VB · Vanguard Small-Cap ETF | Purchase | Dec 28, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF | Purchase | Dec 28, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Dec 28, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Self | PTR PDF |
| CVX · Chevron Corporation | Sale | Dec 26, 2018 | Jan 1, 2019 | $100,001 - $250,000 | Joint | PTR PDF |
| XLF · SPDR Select Sector Fund - Financial | Purchase | Dec 26, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| JPM · JP Morgan Chase & Co. | Sale | Dec 26, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| XLE · SPDR Select Sector Fund - Energy Select Sector | Purchase | Dec 26, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| SU · Suncor Energy Inc. | Sale | Dec 26, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVX · Chevron Corporation | Sale | Dec 26, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVX · Chevron Corporation | Sale | Dec 26, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| STI · SunTrust Banks, Inc. | Sale | Dec 26, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JPM · JP Morgan Chase & Co. | Sale | Dec 26, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VTV · Vanguard Value ETF | Purchase | Dec 24, 2018 | Jan 1, 2019 | $250,001 - $500,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Dec 24, 2018 | Jan 1, 2019 | $100,001 - $250,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Dec 21, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Dec 21, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| IBKR · Interactive Brokers group, Inc. | Purchase | Dec 20, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| IBKR · Interactive Brokers group, Inc. | Purchase | Dec 19, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| IBKR · Interactive Brokers group, Inc. | Purchase | Dec 18, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Dec 17, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| WES · Western gas Partners, LP Limited Partner Interests | Purchase | Dec 13, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| NXPI · NXP Semiconductors N.V. | Purchase | Dec 13, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| WMB · Williams Companies, Inc. | Purchase | Dec 13, 2018 | Jan 1, 2019 | $50,001 - $100,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Dec 13, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| NXPI · NXP Semiconductors N.V. | Purchase | Dec 12, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| JNJ · Johnson & Johnson | Purchase | Dec 11, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| EFA · iShares MSCI EAFE ETF | Purchase | Dec 10, 2018 | Jan 1, 2019 | $500,001 - $1,000,000 | Joint | PTR PDF |
| IDEXY · Industria De Diseno Textil Inditex Sa Unsponsored ADR | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| CVX · Chevron Corporation | Purchase | Dec 10, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| SAP · SAP SE ADS | Sale | Dec 10, 2018 | Jan 1, 2019 | $50,001 - $100,000 | Joint | PTR PDF |
| REPYY · Repsol S.A. Sponsored ADR | Sale | Dec 10, 2018 | Jan 1, 2019 | $50,001 - $100,000 | Joint | PTR PDF |
| BBL · BHP group PlcSponsored ADR | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| BIDU · Baidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| BAESY · BAE SYSTEMS plc Sponsored ADR | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| SU · Suncor Energy Inc. | Purchase | Dec 10, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SU · Suncor Energy Inc. | Purchase | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| STI · SunTrust Banks, Inc. | Purchase | Dec 10, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MT · Arcelor Mittal NY Registry Shares NEW | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| BASFY · BASF SE American Depositary Shares | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| BTI · British American Tobacco Industries, p.l.c. Common Stock ADR | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| PM · Philip Morris International Inc | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| KUBTY · Kubota Corporation | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| FANUY · Fanuc Corporation Unsponsored ADR | Sale | Dec 10, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| SLQD · iShares 0-5 Year Investment grade Corporate Bond ETF | Purchase | Dec 7, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| EXPD · Expeditors International of Washington, Inc. | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| PFF · iShares U.S. Preferred Stock ETF | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| AZPN · Aspen Technology, Inc. | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| SLQD · iShares 0-5 Year Investment grade Corporate Bond ETF | Purchase | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| MSCI · MSCI Inc | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| EMB · iShares J.P. Morgan USD Emerging Markets Bond ETF | Purchase | Dec 7, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NDSN · Nordson Corporation | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| CPRT · Copart, Inc. | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| PFF · iShares U.S. Preferred Stock ETF | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| PGF · Invesco Financial Preferred ETF | Purchase | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| SBNY · Signature Bank | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| WRB · W.R. Berkley Corporation | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| EMLC · VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| ANSS · ANSYS, Inc. | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| EMB · iShares J.P. Morgan USD Emerging Markets Bond ETF | Purchase | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| ELAN · Elanco Animal Health Incorporated | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| MDY · SPDR MidCap Trust Series I | Purchase | Dec 7, 2018 | Jan 1, 2019 | $250,001 - $500,000 | Joint | PTR PDF |
| WYNN · Wynn Resorts, Limited | Sale | Dec 7, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| DM · Dominion Energy Midstream Partners, LP Common Units representing Limited Partner Interests | Sale | Dec 4, 2018 | Jan 1, 2019 | $50,001 - $100,000 | Joint | PTR PDF |
| EQM · EQM Midstream Partners, LP Common Units representing Limited Partner Interests | Purchase | Dec 4, 2018 | Jan 1, 2019 | $15,001 - $50,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Dec 3, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| SITE · Siteone Landscape Supply, Inc. | Purchase | Dec 3, 2018 | Jan 1, 2019 | $1,001 - $15,000 | Joint | PTR PDF |
| SITE · Siteone Landscape Supply, Inc. | Purchase | Nov 29, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CTRP · Ctrip.com International, Ltd. - American Depositary Shares | Sale | Nov 21, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| BBL · BHP group PlcSponsored ADR | Purchase | Nov 20, 2018 | Dec 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Nov 19, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ICAGY · International Consolidated Airlines group SA Sponsored American Depository Receipt | Purchase | Nov 16, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ICAGY · International Consolidated Airlines group SA Sponsored American Depository Receipt | Purchase | Nov 15, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | Nov 15, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ICAGY · International Consolidated Airlines group SA Sponsored American Depository Receipt | Purchase | Nov 13, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| REPYY · Repsol S.A. Sponsored ADR | Purchase | Nov 12, 2018 | Dec 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| SAP · SAP SE ADS | Purchase | Nov 7, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| LMT · Lockheed Martin Corporation | Purchase | Nov 6, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CL · Colgate-Palmolive Company | Sale | Nov 6, 2018 | Dec 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CL · Colgate-Palmolive Company | Sale | Nov 6, 2018 | Dec 1, 2018 | $100,001 - $250,000 | Joint | PTR PDF |
| WBC · Wabco Holdings Inc. | Purchase | Oct 31, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| PX · Praxair, Inc. | Exchange | Oct 30, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PX · Praxair, Inc. | Exchange | Oct 30, 2018 | Nov 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| LIN · Linde plc ordinary Share | Exchange | Oct 30, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LIN · Linde plc ordinary Share | Exchange | Oct 30, 2018 | Nov 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Purchase | Oct 29, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Purchase | Oct 26, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| THO · Thor Industries, Inc. | Purchase | Oct 24, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| LSTR · Landstar System, Inc. | Sale | Oct 24, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| TER · Teradyne, Inc. | Purchase | Oct 24, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| DOCU · DocuSign, Inc. | Purchase | Oct 23, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| VCSH · Vanguard Short-Term Corporate Bond ETF | Purchase | Oct 19, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| OZK · Bank oZK | Sale | Oct 19, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| VCSH · Vanguard Short-Term Corporate Bond ETF | Purchase | Oct 19, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MT · Arcelor Mittal NY Registry Shares NEW | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| TRYIY · Toray Industries Inc ADR | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| BAESY · BAE SYSTEMS plc Sponsored ADR | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CTRP · Ctrip.com International, Ltd. - American Depositary Shares | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| NRBAY · Nordea Bank AB Sponsored ADR | Sale | Oct 17, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| FANUY · Fanuc Corporation Unsponsored ADR | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ACSAY · ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| SNN · Smith & Nephew SNATS, Inc. | Purchase | Oct 17, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| SITE · Siteone Landscape Supply, Inc. | Purchase | Oct 10, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| WMB · Williams Companies, Inc. | Purchase | Oct 10, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CNQ · Canadian Natural Resources Limited | Sale | Oct 10, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| NRBAY · Nordea Bank AB Sponsored ADR | Purchase | Oct 10, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CVX · Chevron Corporation | Purchase | Oct 9, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| JPM · JP Morgan Chase & Co. | Purchase | Oct 9, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IVZ · Invesco Ltd | Sale | Oct 9, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Oct 9, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Oct 9, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CVX · Chevron Corporation | Purchase | Oct 9, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| STI · SunTrust Banks, Inc. | Purchase | Oct 9, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SITE · Siteone Landscape Supply, Inc. | Purchase | Oct 8, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| REPYY · Repsol S.A. Sponsored ADR | Purchase | Oct 5, 2018 | Nov 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| VB · Vanguard Small-Cap ETF | Purchase | Oct 3, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF | Purchase | Oct 3, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Oct 2, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Oct 2, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Oct 1, 2018 | Nov 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| NVT · nVent Electric plc ordinary Shares | Sale | Sep 27, 2018 | Oct 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| REPYY · Repsol S.A. Sponsored ADR | Purchase | Sep 27, 2018 | Oct 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| DANOY · Danone Sponsored ADR | Purchase | Sep 27, 2018 | Oct 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| XLF · SPDR Select Sector Fund - Financial | Purchase | Sep 26, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| DANOY · Danone Sponsored ADR | Purchase | Sep 25, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ELAN · Elanco Animal Health Incorporated | Purchase | Sep 21, 2018 | Oct 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| FRCOY · Fast Retailing Co Ltd Unsponsored ADR | Sale | Sep 19, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CRL · Charles River Laboratories International, Inc. | Purchase | Sep 19, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| VWO · Vanguard FTSE Emerging Markets ETF | Purchase | Sep 18, 2018 | Oct 1, 2018 | $100,001 - $250,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Sep 17, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Sep 13, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CRL · Charles River Laboratories International, Inc. | Purchase | Sep 13, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| BASFY · BASF SE American Depositary Shares | Purchase | Sep 13, 2018 | Oct 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Sep 12, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CRL · Charles River Laboratories International, Inc. | Purchase | Sep 12, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| SMG · Scotts Miracle-gro Company | Purchase | Sep 11, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CRL · Charles River Laboratories International, Inc. | Purchase | Sep 11, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| JNJ · Johnson & Johnson | Purchase | Sep 11, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CVX · Chevron Corporation | Purchase | Sep 10, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CSL · Carlisle Companies Incorporated | Sale | Sep 7, 2018 | Oct 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| FLIR · FLIR Systems, Inc. | Purchase | Sep 6, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Sep 4, 2018 | Oct 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IDEXY · Industria De Diseno Textil Inditex Sa Unsponsored ADR | Purchase | Aug 28, 2018 | Sep 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| COTV · Cotiviti Holdings, Inc. | Exchange | Aug 27, 2018 | Sep 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| BAYRY · Bayer Aktiengesellschaft American Depositary Shares | Sale | Aug 17, 2018 | Sep 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Aug 13, 2018 | Sep 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| FANUY · Fanuc Corporation Unsponsored ADR | Purchase | Aug 8, 2018 | Sep 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| RSG · Republic Services, Inc. | Purchase | Jul 24, 2018 | Aug 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JNJ · Johnson & Johnson | Purchase | Jul 24, 2018 | Aug 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| JNJ · Johnson & Johnson | Purchase | Jul 24, 2018 | Aug 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| EQM · EQT Midstream Partners, LP Common Units representing Limited Partner Interests | Purchase | Jul 17, 2018 | Aug 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| DPSGY · Deutsche Post Ag Sponsored ADR | Purchase | Jul 13, 2018 | Aug 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Jul 10, 2018 | Aug 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CRRFY · Carrefour S A | Sale | Jul 10, 2018 | Aug 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Jul 10, 2018 | Aug 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ABEV · Ambev S.A. American Depositary Shares | Sale | Jul 2, 2018 | Aug 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CTRP · Ctrip.com International, Ltd. - American Depositary Shares | Purchase | Jun 27, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Jun 27, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Jun 25, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| BAYRY · Bayer Aktiengesellschaft American Depositary Shares | Purchase | Jun 25, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| KUBTY · Kubota Corporation | Purchase | Jun 25, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| KUBTY · Kubota Corporation | Purchase | Jun 22, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| KUBTY · Kubota Corporation | Purchase | Jun 21, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| XLF · SPDR Select Sector Fund - Financial | Purchase | Jun 20, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Jun 15, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Jun 14, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| EMB · iShares J.P. Morgan USD Emerging Markets Bond ETF | Sale | Jun 13, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Sale | Jun 13, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| VCSH · Vanguard Short-Term Corporate Bond ETF | Purchase | Jun 13, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| EMB · iShares J.P. Morgan USD Emerging Markets Bond ETF | Sale | Jun 13, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Sale | Jun 13, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| RSG · Republic Services, Inc. | Purchase | Jun 12, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVX · Chevron Corporation | Purchase | Jun 11, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MSCI · MSCI Inc | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| COO · The Cooper Companies, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| AMN · AMN Healthcare Services Inc AMN Healthcare Services Inc | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| AZPN · Aspen Technology, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CSL · Carlisle Companies Incorporated | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CLB · Core Laboratories N.V. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| FLIR · FLIR Systems, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| JKHY · Jack Henry & Associates, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| LII · Lennox International, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| WRB · W.R. Berkley Corporation | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| NDSN · Nordson Corporation | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| SNA · Snap-on Incorporated | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| TER · Teradyne, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| WBC · Wabco Holdings Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| WYNN · Wynn Resorts, Limited | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| OZRK · Bank of the ozarks | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CDW · CDW Corporation | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| CPRT · Copart, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| COTV · Cotiviti Holdings, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| EXPD · Expeditors International of Washington, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| LSTR · Landstar System, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| PRI · Primerica, Inc. | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| SBNY · Signature Bank | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| WINA · Winmark Corporation | Purchase | Jun 7, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| AHGP · Alliance Holdings gP, L.P. - Common Units Representing Limited Partner Interests | Exchange | Jun 1, 2018 | Jul 1, 2018 | $100,001 - $250,000 | Joint | PTR PDF |
| RSP · Invesco S&P 500 Equal Weight ETF | Exchange | Jun 1, 2018 | Jul 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Jun 1, 2018 | Jul 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ARLP · Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests | Exchange | Jun 1, 2018 | Jul 1, 2018 | $100,001 - $250,000 | Joint | PTR PDF |
| MITEY · Mitsubishi Estate Co Ltd American Depositary Shares | Sale | May 24, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | May 21, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| PCRFY · Panasonic Corporation | Sale | May 17, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| TTM · Tata Motors Ltd Tata Motors Limited | Sale | May 16, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | May 15, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| NUAN · Nuance Communications, Inc. | Purchase | May 10, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| BIIB · Biogen Inc. | Purchase | May 2, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NVT · nVent Electric plc ordinary Shares | Exchange | May 1, 2018 | Jun 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PFF · iShares U.S. Preferred Stock ETF | Purchase | Apr 25, 2018 | May 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| PFF · iShares U.S. Preferred Stock ETF | Purchase | Apr 25, 2018 | May 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| EMLC · VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | Purchase | Apr 25, 2018 | May 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NVS · Novartis Ag | Purchase | Apr 25, 2018 | May 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| TOTL · SPDR DoubleLine Total Return Tactical ETF | Sale | Apr 25, 2018 | May 1, 2018 | $50,001 - $100,000 | Dependent Child | PTR PDF |
| XLF · SPDR Select Sector Fund - Financial | Purchase | Apr 18, 2018 | May 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| STI · SunTrust Banks, Inc. | Purchase | Apr 17, 2018 | May 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| DPSGY · Deutsche Post Ag Sponsored ADR | Purchase | Apr 5, 2018 | May 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| KKPNY · Royal KPN N.V. | Sale | Apr 4, 2018 | May 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| NYLD · NRg Yield, Inc. Class C | Purchase | Apr 3, 2018 | May 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| ETP · Energy Transfer Partners, L.P. Common Units representing limited partner interests | Sale | Apr 3, 2018 | May 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| EPD · Enterprise Products Partners L.P. | Purchase | Apr 3, 2018 | May 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| UNP · Union Pacific Corporation | Purchase | Apr 2, 2018 | May 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Mar 28, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| SPY · SPDR S&P 500 | Sale | Mar 27, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SU · Suncor Energy Inc. | Purchase | Mar 26, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| BIDU · Baidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share | Sale | Mar 26, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| NYLD · NRg Yield, Inc. Class C | Purchase | Mar 19, 2018 | Apr 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Mar 15, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| PX · Praxair, Inc. | Sale | Mar 9, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| UNP · Union Pacific Corporation | Sale | Mar 9, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| UNP · Union Pacific Corporation | Sale | Mar 9, 2018 | Apr 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| CMCSA · Comcast Corporation - Class A | Purchase | Mar 9, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LVNTA · Liberty Interactive Corporation - Series A Liberty Ventures | Exchange | Mar 9, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MDT · Medtronic plc. ordinary Shares | Sale | Mar 9, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Mar 8, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| DBOEY · Deutsche Boerse Ag Unsponsored ADR | Sale | Mar 2, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CNQ · Canadian Natural Resources Limited | Purchase | Mar 2, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Mar 1, 2018 | Apr 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| AGN · Allergan plc ordinary Shares | Purchase | Feb 14, 2018 | Mar 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Feb 12, 2018 | Mar 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MT · Arcelor Mittal NY Registry Shares NEW | Sale | Feb 8, 2018 | Mar 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| IEF · iShares 7-10 Year Treasury Bond ETF | Purchase | Feb 6, 2018 | Mar 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| HD · Home Depot, Inc. | Sale | Feb 5, 2018 | Mar 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Feb 5, 2018 | Mar 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| HD · Home Depot, Inc. | Sale | Feb 5, 2018 | Mar 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| RDSMY · Royal DSM NV Sponsored ADR | Sale | Feb 2, 2018 | Mar 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| PCRFY · Panasonic Corporation | Sale | Jan 30, 2018 | Feb 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| BIVV · Bioverativ Inc. | Sale | Jan 22, 2018 | Feb 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| BIVV · Bioverativ Inc. | Sale | Jan 22, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MITEY · Mitsubishi Estate Co Ltd American Depositary Shares | Purchase | Jan 19, 2018 | Feb 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| BAESY · BAE SYSTEMS plc Sponsored ADR | Purchase | Jan 19, 2018 | Feb 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| KKPNY · Royal KPN N.V. | Purchase | Jan 19, 2018 | Feb 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Jan 12, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Sale | Jan 12, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Jan 12, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Self | PTR PDF |
| VB · Vanguard Small-Cap ETF | Purchase | Jan 12, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Jan 12, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Jan 8, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PEP · Pepsico, Inc. | Sale | Jan 8, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PEP · Pepsico, Inc. | Sale | Jan 8, 2018 | Feb 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| SU · Suncor Energy Inc. | Purchase | Jan 8, 2018 | Feb 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JPM · JP Morgan Chase & Co. | Purchase | Jan 8, 2018 | Feb 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| UNP · Union Pacific Corporation | Purchase | Dec 28, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Dec 28, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Dec 27, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Self | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF | Purchase | Dec 27, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Dec 26, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CVS · CVS Health Corporation | Sale | Dec 19, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| BAESY · BAE SYSTEMS plc Sponsored ADR | Sale | Dec 19, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| KKPNY · Royal KPN N.V. | Sale | Dec 19, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| TTM · Tata Motors Ltd Tata Motors Limited | Sale | Dec 19, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| WBA · Walgreens Boots Alliance, Inc. | Sale | Dec 19, 2017 | Jan 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| CR · Crane Company | Purchase | Dec 19, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| HD · Home Depot, Inc. | Purchase | Dec 14, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Dec 14, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| CVS · CVS Health Corporation | Sale | Dec 12, 2017 | Jan 1, 2018 | $50,001 - $100,000 | Joint | PTR PDF |
| CVX · Chevron Corporation | Purchase | Dec 11, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Sale | Dec 8, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| BTI · British American Tobacco Industries, p.l.c. Common Stock ADR | Purchase | Dec 8, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Joint | PTR PDF |
| RHHBY · Roche Holdings Ag Basel American Depositary Shares | Sale | Dec 5, 2017 | Jan 1, 2018 | $1,001 - $15,000 | Joint | PTR PDF |
| MLPA · global X MLP ETF | Sale | Dec 1, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| TOTL · SPDR DoubleLine Total Return Tactical ETF | Purchase | Dec 1, 2017 | Jan 1, 2018 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| RSP · guggenheim S&P 500 Equal Weight ETF | Sale | Nov 27, 2017 | Dec 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TRYIY · Toray Industries Inc ADR | Purchase | Nov 21, 2017 | Dec 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| TRYIY · Toray Industries Inc ADR | Purchase | Nov 17, 2017 | Dec 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| AHEXY · Adecco SA Unsponsored ADR | Sale | Nov 16, 2017 | Dec 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | Nov 15, 2017 | Dec 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Sale | Nov 6, 2017 | Dec 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Sale | Nov 6, 2017 | Dec 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Nov 6, 2017 | Dec 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Sale | Nov 6, 2017 | Dec 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| BAYRY · Bayer Aktiengesellschaft American Depositary Shares | Purchase | Nov 2, 2017 | Dec 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| UNH · UnitedHealth group Incorporated Common Stock | Sale | Oct 30, 2017 | Nov 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| RSP · guggenheim S&P 500 Equal Weight ETF | Sale | Oct 27, 2017 | Nov 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NEP · NextEra Energy Partners, LP Common Units representing limited partner interests | Purchase | Oct 26, 2017 | Nov 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| FMS · Fresenius Medical Care Ag | Sale | Oct 25, 2017 | Nov 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| DBOEY · Deutsche Boerse Ag Unsponsored ADR | Purchase | Oct 20, 2017 | Nov 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| BAYRY · Bayer Aktiengesellschaft American Depositary Shares | Purchase | Oct 19, 2017 | Nov 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| EMLC · VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | Purchase | Oct 6, 2017 | Nov 1, 2017 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| CHL · China Mobile Limited | Sale | Oct 4, 2017 | Nov 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| BAESY · BAE SYSTEMS plc Sponsored ADR | Purchase | Oct 2, 2017 | Nov 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| BAESY · BAE SYSTEMS plc Sponsored ADR | Purchase | Sep 29, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Sep 29, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| SEKEY · Seiko Epson Corp Suwa Unsponsored ADR | Sale | Sep 26, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| XLF · SPDR Select Sector Fund - Financial | Purchase | Sep 25, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Sep 25, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| SEKEY · Seiko Epson Corp Suwa Unsponsored ADR | Sale | Sep 19, 2017 | Oct 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Sep 14, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| HD · Home Depot, Inc. | Purchase | Sep 14, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Sep 12, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SU · Suncor Energy Inc. | Purchase | Sep 12, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PCRFY · Panasonic Corporation | Purchase | Sep 12, 2017 | Oct 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Sale | Sep 12, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVX · Chevron Corporation | Purchase | Sep 12, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVX · Chevron Corporation | Purchase | Sep 11, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Sep 1, 2017 | Oct 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Aug 17, 2017 | Sep 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Aug 17, 2017 | Sep 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Aug 17, 2017 | Sep 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF | Purchase | Aug 17, 2017 | Sep 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SVNDY · Seven & I Holdings Co Ltd Unsponsored ADR | Purchase | Aug 4, 2017 | Sep 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SVNDY · Seven & I Holdings Co Ltd Unsponsored ADR | Purchase | Aug 1, 2017 | Sep 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| BLK · BlackRock, Inc. | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVX · Chevron Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| CL · Colgate-Palmolive Company | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CR · Crane Company | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVS · CVS Health Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IVZ · Invesco Ltd | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JNJ · Johnson & Johnson | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LMT · Lockheed Martin Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MCD · McDonald's Corporation | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MDT · Medtronic plc. ordinary Shares | Purchase | Jul 28, 2017 | Aug 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| MDT · Medtronic plc. ordinary Shares | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Sale | Jul 28, 2017 | Aug 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NVS · Novartis Ag | Sale | Jul 28, 2017 | Aug 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| PEP · Pepsico, Inc. | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XLF · SPDR Select Sector Fund - Financial | Purchase | Jul 28, 2017 | Aug 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| SU · Suncor Energy Inc. | Sale | Jul 28, 2017 | Aug 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SU · Suncor Energy Inc. | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TXN · Texas Instruments Incorporated | Sale | Jul 28, 2017 | Aug 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| UNP · Union Pacific Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| UTX · United Technologies Corporation | Purchase | Jul 28, 2017 | Aug 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| VFC · V.F. Corporation | Sale | Jul 28, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Jul 12, 2017 | Aug 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| PEP · Pepsico, Inc. | Purchase | Jun 30, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| DCP · DCP Midstream, LP Common Units | Sale | Jun 30, 2017 | Jul 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| EONGY · E.oN SE Sponsored ADR | Sale | Jun 28, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| RSP · guggenheim S&P 500 Equal Weight ETF | Sale | Jun 28, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Jun 27, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Self | PTR PDF |
| AHONY · Koninklijke Ahold, N.V. American Depositary Shares | Sale | Jun 21, 2017 | Jul 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| EADSY · Airbus group Unsponsored ADR | Sale | Jun 20, 2017 | Jul 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| VFC · V.F. Corporation | Purchase | Jun 19, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Jun 19, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Jun 15, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| JNJ · Johnson & Johnson | Purchase | Jun 13, 2017 | Jul 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| JNJ · Johnson & Johnson | Purchase | Jun 13, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JCI · Johnson Controls International plc ordinary Share | Sale | Jun 13, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Jun 1, 2017 | Jul 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| MLPA · global X MLP ETF | Purchase | May 31, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| IEF · iShares 7-10 Year Treasury Bond ETF | Sale | May 31, 2017 | Jun 1, 2017 | $50,001 - $100,000 | Dependent Child | PTR PDF |
| EMB · iShares J,P. Morgan USD Emerging Markets Bond ETF | Purchase | May 31, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| PFF · iShares US Preferred Stock ETF | Sale | May 31, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| VNQ · Vanguard REIT ETF - DNQ | Sale | May 31, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | May 30, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| ACSAY · ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | Sale | May 30, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| LSXMK · Liberty Media Corporation - Series C Liberty SiriusXM | Sale | May 25, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LSXMA · Liberty Media Corporation - Series A Liberty SiriusXM | Sale | May 25, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VIVHY · Vivendi SA Unsponsored ADR | Sale | May 19, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| RSP · guggenheim S&P 500 Equal Weight ETF | Sale | May 17, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VOT · Vanguard Mid-Cap growth ETF - DNQ | Sale | May 16, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Self | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF - DNQ | Sale | May 16, 2017 | Jun 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF - DNQ | Sale | May 16, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | May 16, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VB · Vanguard Small-Cap ETF - DNQ | Sale | May 16, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Self | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | May 16, 2017 | Jun 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | May 16, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Self | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Sale | May 16, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Self | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Sale | May 16, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VB · Vanguard Small-Cap ETF - DNQ | Sale | May 16, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | May 16, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | May 16, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VOT · Vanguard Mid-Cap growth ETF - DNQ | Sale | May 16, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | May 15, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| CHL · China Mobile Limited | Sale | May 15, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | May 15, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| MT · Arcelor Mittal NY Registry Shares NEW | Purchase | May 12, 2017 | Jun 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| AHONY · Koninklijke Ahold, N.V. American Depositary Shares | Purchase | May 4, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| KMTUY · Komatsu Ltd ord American Depositary Shares | Sale | May 1, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| ABEV · Ambev S.A. American Depositary Shares | Sale | May 1, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| SNN · Smith & Nephew SNATS, Inc. | Sale | May 1, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Sale | May 1, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| BIDU · Baidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share | Purchase | May 1, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| CABGY · Carlsberg AS Sponsored ADR Representing Class B Shares | Sale | May 1, 2017 | Jun 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| BIDU · baidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share | Purchase | Apr 28, 2017 | May 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| NVS · Novartis Ag | Purchase | Apr 21, 2017 | May 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| PEP · Pepsico, Inc. | Purchase | Mar 31, 2017 | Apr 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| SEP · Spectra Energy Partners, LP Common Units representing Limited Partner Interests | Sale | Mar 30, 2017 | Apr 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Mar 30, 2017 | Apr 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| EQGP · EQT gP Holdings, LP Common Units representing limited partner interests | Purchase | Mar 30, 2017 | Apr 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| HD · Home Depot, Inc. | Purchase | Mar 23, 2017 | Apr 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Mar 22, 2017 | Apr 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VFC · V.F. Corporation | Purchase | Mar 20, 2017 | Apr 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| TTM · Tata Motors Ltd Tata Motors Limited | Purchase | Mar 10, 2017 | Apr 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Mar 9, 2017 | Apr 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| IEF · iShares 7-10 Year Treasury Bond ETF | Purchase | Mar 9, 2017 | Apr 1, 2017 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| DPSGY · Deutsche Post Ag Sponsored ADR | Sale | Feb 27, 2017 | Mar 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| STBFY · Suntory Beverage & Food Ltd American Depositary Shares | Sale | Feb 22, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| STBFY · Suntory Beverage & Food Ltd American Depositary Shares | Sale | Feb 16, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| STBFY · Suntory Beverage & Food Ltd American Depositary Shares | Sale | Feb 15, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Feb 13, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| STBFY · Suntory Beverage & Food Ltd American Depositary Shares | Sale | Feb 10, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| BBL · BHP Billiton plc Sponsored ADR | Purchase | Feb 9, 2017 | Mar 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| STBFY · Suntory Beverage & Food Ltd American Depositary Shares | Sale | Feb 8, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| STBFY · Suntory Beverage & Food Ltd American Depositary Shares | Sale | Feb 6, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| BIVV · Bioverativ Inc. | Exchange | Feb 2, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LOGM · LogMein, Inc. | Exchange | Feb 1, 2017 | Mar 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| PHG · Koninklijke Philips N.V. NY Registry Shares | Sale | Jan 30, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| XOM · Exxon Mobil Corporation | Sale | Jan 27, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SU · Suncor Energy Inc. | Purchase | Jan 27, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JCI · Johnson Controls International plc ordinary Share | Purchase | Jan 26, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XLI · SPDR Select Sector Fund - Industrial | Sale | Jan 26, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Sale | Jan 17, 2017 | Feb 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| PFF · iShares US Preferred Stock ETF | Sale | Jan 13, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Sale | Jan 12, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| BLK · BlackRock, Inc. | Purchase | Jan 12, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVX · Chevron Corporation | Purchase | Jan 12, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CB · D/B/A Chubb Limited New | Sale | Jan 12, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Sale | Jan 12, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Purchase | Jan 12, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| ROK · Rockwell Automation, Inc. | Sale | Jan 12, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XLF · SPDR Select Sector Fund - Financial | Purchase | Jan 12, 2017 | Feb 1, 2017 | $250,001 - $500,000 | Joint | PTR PDF |
| UNP · Union Pacific Corporation | Sale | Jan 12, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| CVS · CVS Health Corporation | Purchase | Jan 11, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XLP · SPDR Select Sector Fund - Consumer Staples | Sale | Jan 11, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XLP · SPDR Select Sector Fund - Consumer Staples | Sale | Jan 11, 2017 | Feb 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| CVS · CVS Health Corporation | Purchase | Jan 11, 2017 | Feb 1, 2017 | $100,001 - $250,000 | Joint | PTR PDF |
| CRRFY · Carrefour S A | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| DPSGY · Deutsche Post Ag Sponsored ADR | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| DNHBY · DNB ASA SPoNSoRED ADR Representing 10 | Sale | Jan 10, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| EONGY · E.oN SE Sponsored ADR | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| GTOMY · gemalto NV Sponsored ADR | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| HSBC · HSBC Holdings, plc. | Sale | Jan 10, 2017 | Feb 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| ACSAY · ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| RDSMY · Royal DSM NV Sponsored ADR | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| ISNPY · Intesa Sanpaolo S.P.A. Sponsored ADR | Sale | Jan 10, 2017 | Feb 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| STBFY · Suntory Beverage & Food Ltd American Depositary Shares | Purchase | Jan 10, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| TOT · Total S.A. | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| ORAN · orange | Purchase | Jan 10, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| MITEY · Mitsubishi Estate Co Ltd American Depositary Shares | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| KMTUY · Komatsu Ltd ord American Depositary Shares | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| SEKEY · Seiko Epson Corp Suwa Unsponsored ADR | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| ABEV · Ambev S.A. American Depositary Shares | Purchase | Jan 10, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| ALPMY · Astellas Pharma Inc Unsponsored ADR | Purchase | Jan 10, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| BBVA · Banco Bilbao Vizcaya Argentaria S.A. | Sale | Jan 10, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SOMLY · Secom Co Ltd American Depositary Shares | Purchase | Jan 9, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Purchase | Jan 9, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| AEG · AEgoN N.V. | Sale | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| NUAN · Nuance Communications, Inc. | Purchase | Jan 9, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| RHHBY · Roche Holdings Ag Basel American Depositary Shares | Purchase | Jan 9, 2017 | Feb 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| MDT · Medtronic plc. ordinary Shares | Purchase | Jan 9, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SNN · Smith & Nephew SNATS, Inc. | Purchase | Jan 9, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VOT · Vanguard Mid-Cap growth ETF - DNQ | Purchase | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF - DNQ | Sale | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VB · Vanguard Small-Cap ETF - DNQ | Sale | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| FMS · Fresenius Medical Care Ag | Purchase | Jan 9, 2017 | Feb 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| CHL · China Mobile Limited | Purchase | Jan 9, 2017 | Feb 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Sale | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Sale | Jan 9, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| EFA · iShares MSCI EAFE ETF | Sale | Jan 9, 2017 | Feb 1, 2017 | $250,001 - $500,000 | Joint | PTR PDF |
| AHEXY · Adecco SA Unsponsored ADR | Sale | Jan 6, 2017 | Feb 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| BBL · BHP Billiton plc Sponsored ADR | Sale | Dec 30, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Dec 29, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| UNP · Union Pacific Corporation | Purchase | Dec 29, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF - DNQ | Purchase | Dec 29, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Dec 29, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| SCGLY · Societe generale France Sponsored ADR | Sale | Dec 29, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Dec 28, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| JCI · Johnson Controls International plc ordinary Share | Sale | Dec 19, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XLI · SPDR Select Sector Fund - Industrial | Purchase | Dec 19, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| KMTUY · Komatsu Ltd ord American Depositary Shares | Purchase | Dec 16, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Dec 15, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| STRZA · Starz - Series A | Exchange | Dec 9, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACSAY · ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | Purchase | Dec 9, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| XOM · Exxon Mobil Corporation | Purchase | Dec 9, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| AGN · Allergan plc ordinary Shares | Purchase | Dec 8, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NOV · National oilwell Varco, Inc. | Sale | Dec 8, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| NUAN · Nuance Communications, Inc. | Sale | Dec 8, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| IMGN · Immunogen, Inc. | Sale | Dec 8, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| BIIB · Biogen Inc. | Purchase | Dec 8, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Dec 8, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| VIVHY · Vivendi SA Unsponsored ADR | Sale | Dec 7, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| EONGY · E.oN SE Sponsored ADR | Sale | Dec 7, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| CHL · China Mobile Limited | Sale | Dec 7, 2016 | Jan 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Sale | Dec 7, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SNN · Smith & Nephew SNATS, Inc. | Sale | Dec 7, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| SOMLY · Secom Co Ltd American Depositary Shares | Sale | Dec 7, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| NEP · NextEra Energy Partners, LP Common Units representing limited partner interests | Sale | Dec 7, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| GTOMY · gemalto NV Sponsored ADR | Sale | Dec 7, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| ISNPY · Intesa Sanpaolo S.P.A. Sponsored ADR | Sale | Dec 7, 2016 | Jan 1, 2017 | $50,001 - $100,000 | Joint | PTR PDF |
| PHG · Koninklijke Philips N.V. NY Registry Shares | Sale | Dec 2, 2016 | Jan 1, 2017 | $1,001 - $15,000 | Joint | PTR PDF |
| AZN · Astrazeneca PLC | Sale | Dec 2, 2016 | Jan 1, 2017 | $15,001 - $50,000 | Joint | PTR PDF |
| XLP · SPDR Select Sector Fund - Consumer Staples | Purchase | Nov 29, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CVS · CVS Health Corporation | Sale | Nov 29, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VNQ · Vanguard REIT ETF - DNQ | Sale | Nov 28, 2016 | Dec 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Sale | Nov 28, 2016 | Dec 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| INFO · IHS Markit Ltd. - Common Shares | Sale | Nov 21, 2016 | Dec 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ADNT · Adient plc ordinary Shares | Sale | Nov 17, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | Nov 15, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| LEXEA · Liberty Expedia Holdings, Inc. - Series A | Sale | Nov 8, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| LVNTA · Liberty Interactive Corporation - Series A Liberty Ventures | Exchange | Nov 7, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| NVS · Novartis Ag | Sale | Nov 3, 2016 | Dec 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IONS · Ionis Pharmaceuticals, Inc. | Purchase | Nov 2, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VRTX · Vertex Pharmaceuticals Incorporated | Purchase | Nov 1, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ADNT · Adient plc ordinary Shares | Sale | Nov 1, 2016 | Dec 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ADNT · Adient plc ordinary Shares | Exchange | Oct 31, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ADNT · Adient plc ordinary Shares | Exchange | Oct 31, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| DNHBY · DNB ASA SPoNSoRED ADR Representing 10 | Purchase | Oct 21, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ROK · Rockwell Automation, Inc. | Sale | Oct 14, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Sale | Oct 14, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NVS · Novartis Ag | Sale | Oct 14, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| CVS · CVS Health Corporation | Purchase | Oct 14, 2016 | Oct 31, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IVZ · Invesco Ltd | Sale | Oct 14, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MDT · Medtronic plc. ordinary Shares | Sale | Oct 14, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| CVS · CVS Health Corporation | Purchase | Oct 14, 2016 | Nov 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| CL · Colgate-Palmolive Company | Sale | Oct 14, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Sale | Oct 14, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| EONGY · E.oN SE Sponsored ADR | Purchase | Oct 13, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SCGLY · Societe generale France Sponsored ADR | Purchase | Oct 13, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| BBVA · Banco Bilbao Vizcaya Argentaria S.A. | Purchase | Oct 13, 2016 | Nov 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VOD · Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares | Sale | Oct 13, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| TOT · Total S.A. | Purchase | Oct 12, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ERIC · Ericsson - ADS each representing 1 underlying Class B share | Sale | Oct 12, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| UNRDY · Unibail-Rodamco SE Unsponsored ADR | Sale | Oct 10, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| NGG · National grid Transco, PLC National grid PLC | Sale | Oct 10, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| CHL · China Mobile Limited | Purchase | Oct 5, 2016 | Nov 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Sep 30, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| RDSMY · Royal DSM NV Sponsored ADR | Purchase | Sep 20, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| AEG · AEgoN N.V. | Purchase | Sep 20, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ALPMY · Astellas Pharma Inc Unsponsored ADR | Purchase | Sep 20, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MZDAY · Mazda Motor Corp Unsponsored ADR | Purchase | Sep 20, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ERIC · Ericsson - ADS each representing 1 underlying Class B share | Purchase | Sep 20, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VOD · Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares | Purchase | Sep 20, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Purchase | Sep 20, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Sep 19, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Sep 15, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| IVZ · Invesco Ltd | Sale | Sep 13, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Sale | Sep 13, 2016 | Oct 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Sale | Sep 13, 2016 | Oct 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Sale | Sep 13, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PX · Praxair, Inc. | Purchase | Sep 13, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| WFT · Weatherford International plc | Purchase | Sep 13, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| FCX · Freeport-McMoRan, Inc. | Purchase | Sep 13, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Sale | Sep 13, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| WFT · Weatherford International plc | Purchase | Sep 12, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| XOM · Exxon Mobil Corporation | Purchase | Sep 9, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| JCI · Johnson Controls International plc ordinary Share | Exchange | Sep 6, 2016 | Oct 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| JCI · Johnson Controls International plc ordinary Share | Exchange | Sep 2, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TYC · Tyco International plc | Exchange | Sep 2, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Sep 1, 2016 | Oct 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| OKE · oNEoK, Inc. | Sale | Sep 1, 2016 | Oct 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| WGP · Western gas Equity Partners, LP Common Units Representing Limited Partner Interests | Purchase | Sep 1, 2016 | Oct 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IFNNY · Infineon Technologies Ag | Sale | Aug 30, 2016 | Sep 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IFNNY · Infineon Technologies Ag | Sale | Aug 29, 2016 | Sep 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| WPPGY · WPP plc - American Depositary Shares each representing five ordinary Shares | Sale | Aug 29, 2016 | Sep 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Aug 23, 2016 | Sep 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| JCI · Johnson Controls International plc ordinary Share | Purchase | Aug 19, 2016 | Sep 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| AZN · Astrazeneca PLC | Sale | Aug 12, 2016 | Sep 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ALPMY · Astellas Pharma Inc Unsponsored ADR | Purchase | Jul 27, 2016 | Aug 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF - DNQ | Sale | Jul 25, 2016 | Aug 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Sale | Jul 25, 2016 | Aug 1, 2016 | $250,001 - $500,000 | Joint | PTR PDF |
| PFF · iShares US Preferred Stock ETF | Sale | Jul 25, 2016 | Aug 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Sale | Jul 25, 2016 | Aug 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Sale | Jul 25, 2016 | Aug 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| VB · Vanguard Small-Cap ETF - DNQ | Sale | Jul 25, 2016 | Aug 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| AHEXY · Adecco SA Unsponsored ADR | Purchase | Jul 21, 2016 | Aug 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| NEP · NextEra Energy Partners, LP Common Units representing limited partner interests | Purchase | Jul 20, 2016 | Aug 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| OKE · oNEoK, Inc. | Sale | Jul 20, 2016 | Aug 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| INFO · IHS Markit Ltd. - Common Shares | Exchange | Jul 13, 2016 | Aug 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| AHEXY · Adecco SA Unsponsored ADR | Purchase | Jul 8, 2016 | Aug 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| UNH · UnitedHealth group Incorporated Common Stock | Sale | Jun 29, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| EQGP · EQT gP Holdings, LP Common Units representing limited partner interests | Purchase | Jun 28, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Jun 28, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| PHG · Koninklijke Philips N.V. NY Registry Shares | Purchase | Jun 22, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Jun 20, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Self | PTR PDF |
| ERJ · Embraer S.A. | Sale | Jun 15, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Jun 13, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NVS · Novartis Ag | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ROK · Rockwell Automation, Inc. | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VFC · V.F. Corporation | Purchase | Jun 13, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Sale | Jun 13, 2016 | Jul 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Sale | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Jun 13, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| IVZ · Invesco Ltd | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Jun 13, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| HD · Home Depot, Inc. | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XOM · Exxon Mobil Corporation | Purchase | Jun 13, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ERJ · Embraer S.A. | Sale | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| CB · D/B/A Chubb Limited New | Purchase | Jun 13, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| CL · Colgate-Palmolive Company | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SCHD · Schwab US Dividend Equity ETF | Sale | Jun 13, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | Jun 13, 2016 | Jul 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ERJ · Embraer S.A. | Sale | Jun 9, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| DBSDY · Dbs group Holdings Ltd ord American Depositary Shares | Purchase | Jun 7, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| DBSDY · Dbs group Holdings Ltd ord American Depositary Shares | Purchase | Jun 3, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ISNPY · Intesa Sanpaolo S.P.A. Sponsored ADR | Purchase | Jun 2, 2016 | Jul 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| JSGRY · lixil group Corporation Unsponsored ADR | Sale | May 23, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| JSGRY · lixil group Corporation Unsponsored ADR | Sale | May 19, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | May 19, 2016 | Jun 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | May 13, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| WDC · Western Digital Corporation | Exchange | May 13, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SNDK · SanDisk Corporation | Exchange | May 13, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SNDK · SanDisk Corporation | Exchange | May 13, 2016 | Jun 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| SYT · Syngenta Ag | Sale | May 12, 2016 | Jun 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Sale | May 9, 2016 | Jun 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| UNH · UnitedHealth group Incorporated Common Stock | Sale | May 9, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XOM · Exxon Mobil Corporation | Purchase | May 9, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ERJ · Embraer S.A. | Sale | May 5, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | May 4, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| WDC · Western Digital Corporation | Purchase | May 4, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| AGN · Allergan plc ordinary Shares | Purchase | May 4, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ERJ · Embraer S.A. | Sale | May 3, 2016 | Jun 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MZDAY · Mazda Motor Corp Unsponsored ADR | Purchase | Apr 26, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| MRAAY · Murata Manufacturing Co Ltd Unsponsored ADR | Purchase | Apr 25, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| UNH · UnitedHealth group Incorporated Common Stock | Sale | Apr 25, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TD · Toronto Dominion Bank | Sale | Apr 19, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LMCK · Liberty Media Corporation - Series C Liberty Media | Exchange | Apr 18, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| BATRK · Liberty Media Corporation - Series C Liberty Braves | Exchange | Apr 18, 2016 | May 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| LMCA · Liberty Media Corporation - Series A Liberty Media | Exchange | Apr 18, 2016 | May 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SVNDY · Seven & I Holdings Co Ltd Unsponsored ADR | Sale | Apr 18, 2016 | May 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| LSXMK · Liberty Media Corporation - Series C Liberty SiriusXM | Exchange | Apr 18, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PEP · Pepsico, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACN · Accenture plc Class A ordinary Shares | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| CL · Colgate-Palmolive Company | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CL · Colgate-Palmolive Company | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| CB · D/B/A Chubb Limited New | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CB · D/B/A Chubb Limited New | Purchase | Apr 4, 2016 | May 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| HD · Home Depot, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IVZ · Invesco Ltd | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JCI · Johnson Controls, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| JCI · Johnson Controls, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MDT · Medtronic plc. ordinary Shares | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JWN · Nordstrom, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ROK · Rockwell Automation, Inc. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| SCHD · Schwab US Dividend Equity ETF | Sale | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| TD · Toronto Dominion Bank | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| UNP · Union Pacific Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| UNP · Union Pacific Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VFC · V.F. Corporation | Purchase | Apr 4, 2016 | May 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Sale | Apr 4, 2016 | May 1, 2016 | $250,001 - $500,000 | Joint | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Sale | Apr 4, 2016 | May 1, 2016 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Mar 30, 2016 | Apr 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| AER · Aercap Holdings N.V. ordinary Shares | Purchase | Mar 23, 2016 | Apr 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| MRKT · Markit Ltd. - Common Shares | Sale | Mar 22, 2016 | Apr 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Mar 21, 2016 | Apr 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ISNPY · Intesa Sanpaolo S.P.A. Sponsored ADR | Purchase | Mar 15, 2016 | Apr 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| JNK · SPDR Barclays High Yield Bond ETF | Sale | Mar 11, 2016 | Apr 1, 2016 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| VNQ · Vanguard REIT ETF - DNQ | Purchase | Mar 11, 2016 | Apr 1, 2016 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Purchase | Mar 11, 2016 | Apr 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Purchase | Mar 11, 2016 | Apr 1, 2016 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| PFF · iShares US Preferred Stock ETF | Purchase | Mar 11, 2016 | Apr 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| AER · Aercap Holdings N.V. ordinary Shares | Purchase | Mar 2, 2016 | Apr 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Mar 1, 2016 | Apr 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| UNH · UnitedHealth group Incorporated Common Stock | Sale | Feb 25, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IONS · Ionis Pharmaceuticals, Inc. | Purchase | Feb 24, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| TYC · Tyco International plc | Purchase | Feb 24, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| NGG · National grid Transco, PLC National grid PLC | Purchase | Feb 22, 2016 | Mar 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| JSGRY · lixil group Corporation Unsponsored ADR | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| PHG · Koninklijke Philips N.V. NY Registry Shares | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| CHL · China Mobile Limited | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| AEXAY · Atos origin SA Unsponsored ADR | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| EONGY · E.oN SE Sponsored ADR | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ERJ · Embraer S.A. | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ERIC · Ericsson - ADS each representing 1 underlying Class B share | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| VOD · Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares | Purchase | Feb 22, 2016 | Mar 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| SCGLY · Societe generale France Sponsored ADR | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| SEKEY · Seiko Epson Corp Suwa Unsponsored ADR | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| RHHBY · Roche Holdings Ag Basel American Depositary Shares | Purchase | Feb 22, 2016 | Mar 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| GTOMY · gemalto NV Sponsored ADR | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| UNRDY · Unibail-Rodamco SE Unsponsored ADR | Purchase | Feb 22, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Feb 19, 2016 | Mar 1, 2016 | $500,001 - $1,000,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Feb 19, 2016 | Mar 1, 2016 | $250,001 - $500,000 | Joint | PTR PDF |
| ADT · ADT Corporation | Sale | Feb 17, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACN · Accenture plc. Class A ordinary Shares | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CL · Colgate-Palmolive Company | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| CL · Colgate-Palmolive Company | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| D · Dominion Resources, Inc. | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JCI · Johnson Controls, Inc. | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MDT · Medtronic plc. ordinary Shares | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NEE · NextEra Energy, Inc. | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ROK · Rockwell Automation, Inc. | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ROK · Rockwell Automation, Inc. | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SLB · Schlumberger N.V. | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SCHD · Schwab US Dividend Equity ETF | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TXN · Texas Instruments Incorporated | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| UNP · Union Pacific Corporation | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VFC · V.F. Corporation | Sale | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Purchase | Feb 12, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TD · Toronto Dominion Bank | Purchase | Feb 9, 2016 | Mar 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| NVS · Novartis Ag | Purchase | Feb 9, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Sale | Feb 9, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Feb 9, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| PEP · Pepsico, Inc. | Sale | Feb 9, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Purchase | Feb 9, 2016 | Mar 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| IVZ · Invesco Ltd | Purchase | Feb 9, 2016 | Mar 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| ACN · Accenture plc. Class A ordinary Shares | Purchase | Feb 9, 2016 | Mar 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Sale | Feb 9, 2016 | Mar 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| AGN · Allergan plc ordinary Shares | Sale | Feb 2, 2016 | Mar 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| STX · Seagate Technology PLC - ordinary Shares | Sale | Feb 2, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| HI · Hillenbrand Inc | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| SRC · Spirit Realty Capital, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| SYRG · Synergy Resources Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SNV · Synovus Financial Corp. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| BLMN · Bloomin' Brands, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| THG · Hanover Insurance group Inc | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| GWR · genesee & Wyoming Inc. Class A | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| AL · Air Lease Corporation Class A | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| FTD · FTD Companies, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| BXS · BancorpSouth, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| FBHS · Fortune Brands Home & Security, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| VWO · Vanguard FTSE Emerging Markets ETF | Sale | Feb 1, 2016 | Mar 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| VRNT · Verint Systems Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| VSTO · Vista outdoor Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| FLO · Flowers Foods, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| WTFC · Wintrust Financial Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| WMGI · Wright Medical group N.V. - ordinary Shares | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Sale | Feb 1, 2016 | Mar 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| JBT · John Bean Technologies Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| KALU · Kaiser Aluminum Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| KRNY · Kearny Financial | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| EFA · iShares MSCI EAFE ETF | Sale | Feb 1, 2016 | Mar 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| DENN · Denny's Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| NWE · NorthWestern Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| OGS · oNE gas, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| PAG · Penske Automotive group, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| RBC · Regal Beloit Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| IBKC · IBERIABANK Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SBRA · Sabra Healthcare REIT, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| AHGP · Alliance Holdings gP, L.P. - Common Units Representing Limited Partner Interests | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| CMC · Commercial Metals Company | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| HMHC · Houghton Mifflin Harcourt Company | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SLM · SLM Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| MEG · Media general, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| AOS · A.o. Smith Corporation | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ETP · Energy Transfer Partners, L.P. ENERgY TRANSFER PARNTERS | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MITL · Mitel Networks Corporation - Common Shares | Sale | Feb 1, 2016 | Mar 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| FCS · Fairchild Semiconductor International, Inc. | Sale | Feb 1, 2016 | Mar 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| UBNK · United Financial Bancorp, Inc. | Sale | Jan 27, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| FMER · FirstMerit Corporation | Sale | Jan 26, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| KRNY · Kearny Financial | Purchase | Jan 22, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| FCS · Fairchild Semiconductor International, Inc. | Sale | Jan 21, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MEG · Media general, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ADT · ADT Corporation | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ADSK · Autodesk, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| CMC · Commercial Metals Company | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| CREE · Cree, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| DBD · Diebold, Incorporated | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| FOR · Forestar group Inc | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| FTD · FTD Companies, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| GNRC · generac Holdlings Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| KN · Knowles Corporation | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| NOV · National oilwell Varco, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| DNOW · NoW Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| RBC · Regal Beloit Corporation | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SJI · South Jersey Industries, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| SYRG · Synergy Resources Corporation | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| TPH · TRI Pointe group, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| UMBF · UMB Financial Corporation | Purchase | Jan 19, 2016 | Feb 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| WDC · Western Digital Corporation | Purchase | Jan 19, 2016 | Feb 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| XHR · Xenia Hotels & Resorts, Inc. | Purchase | Jan 19, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ITW · Illinois Tool Works Inc. | Sale | Jan 15, 2016 | Feb 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| OXY · occidental Petroleum Corporation | Purchase | Jan 15, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| ITW · Illinois Tool Works Inc. | Sale | Jan 15, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Jan 13, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| APC · Anadarko Petroleum Corporation | Purchase | Jan 13, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PFF · iShares US Preferred Stock ETF | Purchase | Jan 6, 2016 | Feb 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Sale | Jan 6, 2016 | Feb 1, 2016 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Sale | Jan 6, 2016 | Feb 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| PFF · iShares US Preferred Stock ETF | Purchase | Jan 6, 2016 | Feb 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Purchase | Dec 30, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| HD · Home Depot, Inc. | Sale | Dec 29, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MSFT · Microsoft Corporation | Sale | Dec 29, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Sale | Dec 29, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Sale | Dec 29, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| HYG · iShares iBoxx $ High Yield Corporate Bond ETF | Sale | Dec 29, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Sale | Dec 29, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| NEE · NextEra Energy, Inc. | Sale | Dec 29, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Dec 28, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Self | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Dec 28, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Self | PTR PDF |
| OXY · occidental Petroleum Corporation | Sale | Dec 22, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IVZ · Invesco Ltd | Sale | Dec 22, 2015 | Jan 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| JCI · Johnson Controls, Inc. | Sale | Dec 22, 2015 | Jan 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| JWN · Nordstrom, Inc. | Sale | Dec 22, 2015 | Jan 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| NVS · Novartis Ag | Sale | Dec 22, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ROK · Rockwell Automation, Inc. | Sale | Dec 22, 2015 | Jan 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| SCHD · Schwab US Dividend Equity ETF | Purchase | Dec 22, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| VFC · V.F. Corporation | Sale | Dec 22, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| ACN · Accenture plc. Class A ordinary Shares | Sale | Dec 22, 2015 | Jan 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| JCI · Johnson Controls, Inc. | Sale | Dec 22, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CPGX · Columbia Pipeline group, Inc. | Purchase | Dec 21, 2015 | Jan 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| SLM · SLM Corporation | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| SYRG · Synergy Resources Corporation | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| TGP · Teekay LNg Partners L.P. | Purchase | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| TIME · Time Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| TPH · TRI Pointe group, Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| UMBF · UMB Financial Corporation | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| DBD · Diebold, Incorporated | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| OKE · oNEoK, Inc. | Purchase | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| BLMN · Bloomin' Brands, Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| WFT · Weatherford International plc | Sale | Dec 16, 2015 | Jan 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| WMB · Williams Companies, Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| XHR · Xenia Hotels & Resorts, Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| AHGP · Alliance Holdings gP, L.P. - Common Units Representing Limited Partner Interests | Purchase | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| CREE · Cree, Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| NUE · Nucor Corporation | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| DNOW · NoW Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| IWN · iShares Russell 2000 Value ETF | Purchase | Dec 16, 2015 | Jan 1, 2016 | $250,001 - $500,000 | Joint | PTR PDF |
| GNRC · generac Holdlings Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| FTD · FTD Companies, Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| FOR · Forestar group Inc | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| MITL · Mitel Networks Corporation - Common Shares | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| EQM · EQT Midstream Partners, LP Common Units representing Limited Partner Interests | Purchase | Dec 16, 2015 | Jan 1, 2016 | $50,001 - $100,000 | Joint | PTR PDF |
| MEG · Media general, Inc. | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| DLB · Dolby Laboratories | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| PAGP · Plains group Holdings, L.P. Class A Shares representing limited partner interests | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| RBC · Regal Beloit Corporation | Sale | Dec 16, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| KN · Knowles Corporation | Sale | Dec 16, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Joint | PTR PDF |
| WDC · Western Digital Corporation | Purchase | Dec 11, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Sale | Dec 9, 2015 | Jan 1, 2016 | $250,001 - $500,000 | Joint | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Dec 8, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Dec 3, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Joint | PTR PDF |
| WDC · Western Digital Corporation | Purchase | Dec 3, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| UNP · Union Pacific Corporation | Sale | Dec 2, 2015 | Jan 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| TD · Toronto Dominion Bank | Sale | Dec 2, 2015 | Jan 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| VIG · Vanguard Div Appreciation ETF - DNQ | Purchase | Dec 2, 2015 | Jan 1, 2016 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| SLB · Schlumberger N.V. | Sale | Dec 2, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JNK · SPDR Barclays High Yield Bond ETF | Purchase | Dec 1, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JNK · SPDR Barclays High Yield Bond ETF | Purchase | Dec 1, 2015 | Jan 1, 2016 | $100,001 - $250,000 | Joint | PTR PDF |
| HIX · Western Asset High Income Fund II Inc. | Sale | Dec 1, 2015 | Jan 1, 2016 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SYRG · Synergy Resources Corporation | Purchase | Nov 25, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Sale | Nov 20, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| MSFT · Microsoft Corporation | Sale | Nov 20, 2015 | Dec 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| NEE · NextEra Energy, Inc. | Sale | Nov 20, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ROK · Rockwell Automation, Inc. | Sale | Nov 20, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ACN · Accenture plc. Class A ordinary Shares | Purchase | Nov 20, 2015 | Dec 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| ACN · Accenture plc. Class A ordinary Shares | Purchase | Nov 20, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TOO · Teekay offshore Partners L.P. Common Units representing Limited Partner Interests | Sale | Nov 18, 2015 | Dec 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| CPGX · Columbia Pipeline group, Inc. | Sale | Nov 18, 2015 | Dec 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| PAGP · Plains group Holdings, L.P. Class A Shares representing limited partner interests | Purchase | Nov 18, 2015 | Dec 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| AEL · American Equity Investment Life Holding Company | Purchase | Nov 10, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| OKE · oNEoK, Inc. | Purchase | Nov 10, 2015 | Dec 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Nov 9, 2015 | Dec 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| MCD · McDonald's Corporation | Purchase | Nov 9, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| WDC · Western Digital Corporation | Purchase | Nov 3, 2015 | Dec 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| CMCSK · Comcast Corporation - Class A Special | Sale | Oct 22, 2015 | Nov 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| DEL · Deltic Timber Corporation | Sale | Oct 20, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| RXN · Rexnord Corporation | Sale | Oct 20, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| STX · Seagate Technology. | Purchase | Oct 20, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| ABM · ABM Industries Incorporated | Purchase | Oct 16, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| DEL · Deltic Timber Corporation | Sale | Oct 9, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| YUM · Yum! Brands, Inc. | Sale | Oct 8, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| PFF · iShares US Preferred Stock ETF | Purchase | Oct 7, 2015 | Nov 1, 2015 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| LQD · iShares iBoxx $ Investment grade Corporate Bond ETF | Purchase | Oct 7, 2015 | Nov 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| SLM · SLM Corporation | Purchase | Oct 2, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Oct 1, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| CEQP · Crestwood Equity Partners LP | Exchange | Oct 1, 2015 | Nov 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Oct 1, 2015 | Nov 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| DISCA · Discovery Communications, Inc. - Series A | Purchase | Sep 29, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Sep 29, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VOT · Vanguard Mid-Cap growth ETF - DNQ | Purchase | Sep 29, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| TWTR · Twitter, Inc. | Purchase | Sep 28, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| UNH · UnitedHealth group Incorporated Common Stock | Sale | Sep 24, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| XHR · Xenia Hotels & Resorts, Inc. | Purchase | Sep 24, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| VSTO · Vista outdoor Inc. | Purchase | Sep 24, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| BIIB · Biogen Inc. | Purchase | Sep 22, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| CST · CST Brands, Inc. | Purchase | Sep 17, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| BCEI · Bonanza Creek Energy, Inc. | Sale | Sep 17, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| FAF · First American Corporation | Sale | Sep 17, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| SYRG · Synergy Resources Corporation | Purchase | Sep 17, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| TCBI · Texas Capital Bancshares, Inc. | Purchase | Sep 17, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| ABM · ABM Industries Incorporated | Purchase | Sep 10, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| JCI · Johnson Controls, Inc. | Purchase | Sep 8, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| MMC · Marsh & McLennan Companies, Inc. | Purchase | Sep 8, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| INTC · Intel Corporation | Purchase | Sep 1, 2015 | Oct 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| FDML · Federal-Mogul Holdings Corporation - Class A | Sale | Aug 26, 2015 | Sep 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| APC · Anadarko Petroleum Corporation | Purchase | Aug 24, 2015 | Sep 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| APC · Anadarko Petroleum Corporation | Purchase | Aug 24, 2015 | Sep 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| SJI · South Jersey Industries, Inc. | Purchase | Aug 19, 2015 | Sep 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| JNJ · Johnson & Johnson | Sale | Aug 18, 2015 | Sep 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| SNDK · SanDisk Corporation | Purchase | Aug 18, 2015 | Sep 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| JNJ · Johnson & Johnson | Sale | Aug 18, 2015 | Sep 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| HD · Home Depot, Inc. | Purchase | Aug 18, 2015 | Sep 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Aug 10, 2015 | Sep 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| QCOM · QUALCoMM Incorporated | Sale | Aug 10, 2015 | Sep 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| TXN · Texas Instruments Incorporated | Purchase | Aug 10, 2015 | Sep 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| STX · Seagate Technology. | Purchase | Jul 22, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| EPD · Enterprise Products Partners L.P. | Purchase | Jul 20, 2015 | Aug 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| WFT · Weatherford International plc | Purchase | Jul 17, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| OXY · occidental Petroleum Corporation | Purchase | Jul 15, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| PEP · Pepsico, Inc. | Purchase | Jul 13, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| AFL · AFLAC Incorporated | Sale | Jul 13, 2015 | Aug 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| AFL · AFLAC Incorporated | Sale | Jul 13, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Jul 9, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| JCI · Johnson Controls, Inc. | Purchase | Jul 6, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| JCI · Johnson Controls, Inc. | Purchase | Jul 6, 2015 | Aug 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Jul 2, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Jul 1, 2015 | Aug 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| BRCM · Broadcom Corporation - Class A | Purchase | Jun 30, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| HIX · Western Asset High Income Fund II Inc. | Purchase | Jun 23, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| FXB · guggenheim CurrencyShares British Pound Sterling Trust | Sale | Jun 23, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| CMCSK · Comcast Corporation - Class A Special | Sale | Jun 23, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Dependent Child | PTR PDF |
| FXC · guggenheim CurrencyShares Canadian Dollar Trust | Sale | Jun 23, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| D · Dominion Resources, Inc. | Purchase | Jun 22, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| XHR · Xenia Hotels & Resorts, Inc. | Purchase | Jun 17, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| FDML · Federal-Mogul Holdings Corporation - Class A | Sale | Jun 17, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| ACT · Actavis plc ordinary Shares | Exchange | Jun 15, 2015 | Jul 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| ES · Eversource Energy | Purchase | Jun 12, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| INTC · Intel Corporation | Purchase | Jun 12, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| IVZ · Invesco Ltd | Purchase | Jun 12, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| PSO · Pearson, Plc | Sale | Jun 12, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Jun 12, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| SLB · Schlumberger N.V. | Purchase | Jun 12, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| UNP · Union Pacific Corporation | Purchase | Jun 12, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VFC · V.F. Corporation | Purchase | Jun 12, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| FXB · guggenheim CurrencyShares British Pound Sterling Trust | Purchase | Jun 9, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| FXC · guggenheim CurrencyShares Canadian Dollar Trust | Purchase | Jun 9, 2015 | Jul 1, 2015 | $1,001 - $15,000 | Dependent Child | PTR PDF |
| VEA · Vanguard FTSE Developed Markets ETF | Purchase | Jun 2, 2015 | Jul 1, 2015 | $500,001 - $1,000,000 | Joint | PTR PDF |
| VOE · Vanguard Mid-Cap Value ETF - DNQ | Purchase | Jun 2, 2015 | Jul 1, 2015 | $100,001 - $250,000 | Joint | PTR PDF |
| IWF · iShares Russell 1000 growth ETF | Purchase | Jun 2, 2015 | Jul 1, 2015 | $250,001 - $500,000 | Joint | PTR PDF |
| VB · Vanguard Small-Cap ETF - DNQ | Purchase | Jun 1, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Self | PTR PDF |
| IWD · iShares Russell 1000 Value ETF | Purchase | Jun 1, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Self | PTR PDF |
| IEMG · iShares Core MSCI Emerging Markets ETF | Purchase | Jun 1, 2015 | Jul 1, 2015 | $15,001 - $50,000 | Self | PTR PDF |
| TROW · T. Rowe Price group, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Self | PTR PDF |
| WSM · Williams-Sonoma, Inc. Common Stock | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| ADDYY · adidas Ag Sponsored ADR | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| AEG · AEgoN N.V. | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| AGIO · Agios Pharmaceuticals, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| AKRX · Akorn, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| ATI · Allegheny Technologies Incorporated | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| NTT · Nippon Telegraph and Telephone Corporation | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| NVS · Novartis Ag | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| PEP · Pepsico, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Self | PTR PDF |
| PG · Procter & gamble Company | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Self | PTR PDF |
| PRLB · Proto Labs, Inc. Common stock | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| VAL · Valspar Corporation | Sale | May 27, 2015 | Jun 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| RGA · Reinsurance group of America, Incorporated | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| RHHBY · Roche Holdings Ag Basel American Depositary Shares | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| KKPNY · Royal KPN N.V. | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| SEE · Sealed Air Corporation | Sale | May 27, 2015 | Jun 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| SIG · Signet Jewelers Limited Common Shares | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| SKX · Skechers U.S.A., Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| SNN · Smith & Nephew SNATS, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| SCGLY · Societe generale France Sponsored ADR | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| SPLK · Splunk Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| SF · Stifel Financial Corporation | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| SYT · Syngenta Ag | Sale | May 27, 2015 | Jun 1, 2015 | $50,001 - $100,000 | Joint | PTR PDF |
| UHS · Universal Health Services, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| UNRDY · Unibail-Rodamco SE Unsponsored ADR | Sale | May 27, 2015 | Jun 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| TW · Towers Watson & Co. - Common Stock Class A | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| TMK · Torchmark Corporation | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Self | PTR PDF |
| TJX · TJX Companies, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $15,001 - $50,000 | Joint | PTR PDF |
| YY · YY Inc. - American Depositary Shares | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| TNDM · Tandem Diabetes Care, Inc. | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Joint | PTR PDF |
| WFC · Wells Fargo & Company | Sale | May 27, 2015 | Jun 1, 2015 | $1,001 - $15,000 | Self | PTR PDF |
Source: periodic transaction reports filed with the Clerk of the US House of Representatives. Filings appear up to 45 days after a transaction, amounts are disclosed only as ranges, and a filing may cover assets held by a spouse or dependent child. Nothing here is investment advice.